Business, 17.09.2019 04:30 rachael382
Which of the following is not exempt from registration as an investment adviser or an investment adviser representative in the state in which a place of business is maintained?
a. a certified financial planner who prepares financial plans and whose only compensation is commissions.
b. an insurance agent who prepares comprehensive financial plans and receives commissions on any insurance products purchased by his clients.
c. a broker-dealer exclusively engaged in retail securities transactions in the state
d. the sww growth fund, a mutual fund with an office and shareholders in the state
Answers: 3
Business, 22.06.2019 10:20
Asmartphone manufacturing company uses social media to achieve different business objectives. match each social media activity of the company to the objective it the company achieve.
Answers: 2
Business, 22.06.2019 19:00
All of the following led to the collapse of the soviet economy except a. a lack of worker incentives. c. inadequate supply of consumer goods. b. a reliance on production quotas. d. the introduction of a market economy.
Answers: 1
Business, 22.06.2019 20:00
Suppose a country's productivity last year was 84. if this country's productivity growth rate of 5 percent is to be maintained, this means that this year's productivity will have to be:
Answers: 2
Which of the following is not exempt from registration as an investment adviser or an investment adv...
Mathematics, 18.08.2019 22:00
Mathematics, 18.08.2019 22:00
Mathematics, 18.08.2019 22:00
Social Studies, 18.08.2019 22:00
Mathematics, 18.08.2019 22:00
Computers and Technology, 18.08.2019 22:00
Social Studies, 18.08.2019 22:00
Mathematics, 18.08.2019 22:00
Mathematics, 18.08.2019 22:00
Mathematics, 18.08.2019 22:00
Mathematics, 18.08.2019 22:00