Business, 27.09.2019 00:30 salgadoj6933

An investment adviser representative engages in a policy of placing block trades for securities that he wishes to purchase, which are allocated to both the adviser's proprietary account and the adviser's customers' accounts. which statement is true? a. this is an unethical business practice under nasaa rules because advisers are not permitted to trade for their own proprietary accountsb. this is permitted if it leads to lower commission costs and higher potential rates of returnc. this is an unethical business practice because the adviser is breaching his fiduciary duty to the customerd. this is permitted if the administrator does not have a rule prohibiting the adviser from engaging in block trading

Answers: 3

Show answers

Another question on Business

Business, 21.06.2019 17:50

When selecting stock, some financial experts recommend to look at the opening price go with what you know examine the day’s range, earnings per share, and p/e ratio divide the dividend by the asking price

Answers: 2

Answer

Business, 22.06.2019 07:30

1 2 3 4 5 6 7 8 9 10time remaining59: 30in the dark game, how does the author develop the central idea that elizabeth van lew was a spymaster during the civil war? 1 2 3 4 5 6 7 8 9 10time remaining59: 30in the dark game, how does the author develop the central idea that elizabeth van lew was a spymaster during the civil war?

Answers: 1

Answer

Business, 22.06.2019 12:50

There is a small, family-owned store that sells food and household goods in a small town. the owners have good relations with the community, especially with local farmers who supply much of the food. the farmers aren't organized into a cooperative or union, and the store deals with each individually. suppose the store wanted to buy some farms to control the supply of certain vegetables. how would you classify this strategic move? select one: a. horizontal integration b. forward integration c. backward integration d. concentric integration

Answers: 2

Answer

Business, 22.06.2019 17:00

Can someone me ? i’ll mark the best answer brainliest : )

Answers: 1

Answer

You know the right answer?

An investment adviser representative engages in a policy of placing block trades for securities that...

Questions