Your firm has securities available from a sec reg d private placement of variable life policies, which are unregistered. one of your fellow rrs would like to place an ad in a financial newspaper regarding the availability of the securities. reg d allows which of the following in this situation?
(a) because it's a private placement, reg d advertising is limited to hedge fund sales literature only.
(b) as long as accredited investors are the only ones allowed to invest in the products, general advertising is acceptable, even if it reaches non-accredited members of the public.
(c) accredited investors who are pre-qualified for the purchase of the security may be invited to a sales seminar by the rr.
(d) as long as the rr focuses advertising toward investors with sizeable net worth, advertising is acceptable.

Cosmetic profits. sally is the executive vice president of big name cosmetics company. through important and material, nonpublic information, she learns that the company is soon going to purchase a smaller chain of stores. it is expected that stock in big name cosmetics will rise dramatically at that point. sally immediately buys a number of shares of her company's stock. she also tells her friend alice about the expected purchase of stores. alice wanted to purchase stock in the company but lacked the funds with which to do so. although she did not have the funds in bank a, alice decided to draw a check on bank a and deposit the check in bank b and then proceed to write a check on bank b to cover the purchase of the stock. she hoped that she would have sufficient funds to deposit before the check was presented for payment. of which of the following offenses, if any, is alice guilty of by buying stock?

Why might a business based on a fad be a good idea? question 2 options: fads bring in the most customers. some fads are longer lasting than expected. fads have made some business owners incredibly wealthy. fads can take a business in a new direction.

Gary lives in an area that receives high rainfall and thunderstorms throughout the year. which device would be useful to him to maintain his computer?