Paul works as a registered representative for broker-dealer x and also works as a financial planner under broker-dealer x's control. paul's only source of compensation are commissions for trades that are executed. according to the investment advisers act:
paul must be registered as an investment adviserbroker-dealer y must be registered as an investment adviserpaul does not need to be registered as an investment adviserneither paul nor broker-dealer y requires registration as an investment adviser

Alyssa works for an engineering firm that has been hired to design and supervise the construction of a highway bridge over a major river. the bridge will be a unique design, incorporating complex designs that will likely never be duplicated. how should alyssa deal with designing and overseeing the building of the bridge?

Juwana was turned down for a car loan by a local credit union she thought her credit was good what should her first step be

Your parents have accumulated a $170,000 nest egg. they have been planning to use this money to pay college costs to be incurred by you and your sister, courtney. however, courtney has decided to forgo college and start a nail salon. your parents are giving courtney $20,000 to her get started, and they have decided to take year-end vacations costing $8,000 per year for the next four years. use 8 percent as the appropriate interest rate throughout this problem. use appendix a and appendix d for an approximate answer, but calculate your final answer using the formula and financial calculator methods. a. how much money will your parents have at the end of four years to you with graduate school, which you will start then?