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Business, 18.12.2019 22:31 msladycie8831

In most states, uniform state law requires that individuals representing broker-dealers that sell managed accounts: a. register as agents in the state but no licensing exam is needed b. register as investment adviser representatives in the state but no licensing exam is needed c. register as agents in the state and pass the series 63 exam d. register as investment adviser representatives in the state and pass the series 65 exam

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