Under the uniform securities act, an investment adviser may be formed as which of the following?
i corporation
ii partnership
iii association
iv broker-dealer

a. i and ii
b. iii and iv
c. i, ii, iii
d. i, ii, iii, iv

C) I, II, III

Explanation:

Investment advisers and broker-dealers can be formed as a corporation, partnership, an association, even a sole proprietorship, etc.

But investment advisors cannot be formed as broker-dealers, nor broker-dealers can be formed as investment advisors. Investment advisors and broker-dealers are separate entities, and they are regulated separately.

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