Business, 08.01.2020 06:31 felicityhanson1252

Aregistered investment adviser often recommends real estate limited partnership investments to her wealthy clients. the ria's personal financial statement and income are consistent with those of her wealthy clients, yet she never buys limited partnership units for her personal account. which statement is true? a her actions are proper, because investment advisers cannot take the same investment positions as their clients b her actions are inconsistent with the advice being given to her clients and this must be disclosed c the adviser's securities transactions for her own account is personal information that is not disclosed d the adviser has no fiduciary obligation to her clients because they are all wealthy and can "look out for themselves"

Answers: 3

Show answers

Another question on Business

Business, 22.06.2019 08:40

Mcdonald's fast-food restaurants have a well-designed training program for all new employees. each new employee is supposed to learn how to perform standardized tasks required to maintain mcdonald's service quality. due to labor shortages in some areas, new employees begin work as soon as they are hired and do not receive any off-the-job training. this nonconformity to standards creates

Answers: 2

Answer

Business, 22.06.2019 10:50

Kimberly has been jonah in preparing his personal income tax forms for a couple of years. jonah's boss recommended kimberly because she had done a good job setting up the company's new accounting system. jonah is very satisfied with kimberly's work and feels that the fees she charges are quite reasonable. kimberly would be classified as a(n) (a) independent auditor (b) private accountant (c) public accountant (d) accounting broker

Answers: 1

Answer

Business, 22.06.2019 20:00

The master manufacturing company has just announced a tender offer for its own common stock. master is offering to buy up to 100% of the company's stock at $20 per share contingent on at least 64% of the outstanding shares being tendered. after the announcement of the offer, the stock closed on the nyse up 2.50 at $18.75. a customer has 100 shares of master stock in his cash account. the customer tells you that he wishes to "cash out" his position. you should recommend that the customer:

Answers: 2

Answer

Business, 22.06.2019 20:40

Consider an economy where the government's budget is initially balanced. the production function, consumption function and investment function can be represented as follows y equals k to the power of alpha l to the power of 1 minus alpha end exponent c equals c subscript 0 plus b left parenthesis y minus t right parenthesis i equals i subscript 0 minus d r suppose that taxes increase. what happens to the equilibrium level of output?

Answers: 1

Answer

You know the right answer?

Aregistered investment adviser often recommends real estate limited partnership investments to her w...

Questions