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Business, 15.07.2020 21:01 jaceraulerson7249

An investment adviser is opening that day's mail and receives a check from a customer for $8,000, however the adviser shows no balance due from the customer - the check was mailed in error to the adviser. 5 business days later, the investment adviser mails the check back to the customer. Under NASAA rules, the investment adviser:

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An investment adviser is opening that day's mail and receives a check from a customer for $8,000, ho...
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