Business, 16.07.2020 02:01 charismameeks

XYZ Advisers is a federal covered adviser with an office in State A. It has 400 clients in State A; 6 clients in State B; and 3 clients in State C. A customer in State C files a complaint with that State's Administrator alleging that XYZ adviser made misleading statements. Which State Administrator(s) has the authority to revoke XYZ Adviser's registration

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XYZ Advisers is a federal covered adviser with an office in State A. It has 400 clients in State A;...

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