Business, 27.08.2020 16:01 Jana1517

Under the FINRA Conduct Rules, a broker-dealer may charge a customer all of the following services except:.a. collection of dividends on margin securities. b. safekeeping of securities.
c. appraisals of securities in a customer portfolio.
d. distributing proxies to holders of securities in margin account.

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Under the FINRA Conduct Rules, a broker-dealer may charge a customer all of the following services e...

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