Business, 20.09.2020 15:01 davisbrittany5784

An agent implies to his customers that he has inside information that will have a dramatic effect upon the price of the company's stock. In truth, he does not have this kind of information and no trades result. Under the NASAA Statement of Policy on Dishonest or Unethical Business Practices of Broker-Dealers and Agents, this would:. A) be prohibited because he is giving misleading information to his clients B) be prohibited because he is acting on inside information C) not be prohibited because the policy does not deal with braggarts D) not be prohibited because no sale based on inside information actually took place

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