Business, 20.09.2020 14:01 Usman458

An agent of a broker-dealer puts up a website that promotes the benefits of dollar cost averaging, including the caveat that it is suitable for investors only if they can maintain their periodic payments regardless of economic conditions and that it requires a long-term investment time horizon. If the website is viewed by an individual in another State where both the broker-dealer and agent are not registered, which disclosures are required on the site in order not to be in violation of the Uniform Securities Act in that State?

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