Business, 04.11.2021 23:20 yareli42

The Securities Act of 1934: a. requires full disclosure of relevant information relating to the issue of new securities.
b. requires registration of new securities.
c. requires issuance of a prospectus detailing financial prospects of the firm.
d. established the SEC.
e. requires periodic disclosure of relevant financial information.
f. empowers SEC to regulate exchanges, OTC trading, brokers, and dealers.

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