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Business, 17.12.2021 02:10 icantspeakengles

According to the Uniform Securities Act, to determine whether an investment adviser is trading excessively in a customer's account, regulators primarily examine whether A) the customer approved the transactions in writing B) the transactions matched the investor's objectives C) the adviser acted as a principal or an agent D) the adviser received compensation for the trades

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According to the Uniform Securities Act, to determine whether an investment adviser is trading exces...
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