Business, 17.02.2022 04:20 Jgrant7485
A registered representative has spent 10 years working at his broker-dealer and has sold customers many mutual funds that pay trail commissions from 12b-1 fees. The registered representative is thinking about leaving his firm to do charitable work. He would like to collect the trail commissions on the funds after he terminates his employment from the firm. Is this possible?
Answers: 1
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A registered representative has spent 10 years working at his broker-dealer and has sold customers m...
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