Which of the following is included in the definition of underwriter, according to the securities act of 1933

Taking into account the statement above: "Which of the following is included in the definition of underwriter, according to the Securities Act of 1933." and the set of options: A] Agents

[B] Investment Advisers (IA s)

[C] Issuers

[D] Broker-Dealers

The answer is: D.

The broker-dealers are included in the definition of underwriter since they underwrite new issues. Also, the Issuers are issuers, and do not underwrite their own issues. The Investment advisers are registered to give investment advice. So, the agents work for broker-dealers, but they are not included in the definition of underwriter.

Hope this helps.

well that depends on how deep the hole is. you'd first go through te crust of the earth, then the upper mantle, then the lower mantle then the outer core, then the inner cor then you'd be stuck in the core to melt.

roosevelt essentially took the opposite approach as hoover in taking on the great depression. herbert hoover thought that america and its economy could naturally recover from the depression in due course, so he adamantly restrained the federal government from intervening on behalf of the people affected. on the other hand, roosevelt dramatically increased employment by expanding the federal government and establishing agencies that would aid in relieving some of the country's worst problems.