subject
Social Studies, 30.09.2019 23:10 jraghubir50

Following the rules of the uniform securities act, an investment adviser ensures that all clients receive a written contract prior to engaging in advisory activities in their accounts. the contract clearly states all of the account details, including the services to be provided, the fees to be charged and the procedure for handling early terminations. because the ia has a tendency to pursue some rather unorthodox methods of analysis, the contract provides that the clients waive their right to sue in the event that the ia violates any provision of the usa. under the nasaa model rule on unethical business practices of investment advisers, investment adviser representatives and federal covered advisers: a) waivers of this type are never permitted. b) the adviser has met the requirements of providing a written contract. c) the contract is only enforceable if signed by the client. d) the contract is misleading and could lead to action by the administrator.

ansver
Answers: 3

Another question on Social Studies

question
Social Studies, 21.06.2019 21:00
There are traits like blood type and eye color, and others like speaking english or having a scar. what are the terms used to describe these different types of traits? how are each defined?
Answers: 1
question
Social Studies, 24.06.2019 03:30
Week 2 discussion gen 102 browse major news websites preview the document view in a new window and find one article about privacy in social media. in your own words, briefly summarize the article and identify its source. what did you learn from it
Answers: 1
question
Social Studies, 24.06.2019 03:50
The circuit court is also known as the supreme court circular court congress court of appeals
Answers: 2
question
Social Studies, 24.06.2019 07:00
Mrs. woods would like to see speed bumps installed along a road that passes through a retirement community. who should she talk to in order to have the problem addressed quickly? a) the town council b) the police chief c) her united states senator d) her congressional representative
Answers: 1
You know the right answer?
Following the rules of the uniform securities act, an investment adviser ensures that all clients re...
Questions
question
Biology, 03.09.2021 07:30
question
Mathematics, 03.09.2021 07:30
question
Mathematics, 03.09.2021 07:30
Questions on the website: 13722359