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Social Studies, 12.02.2020 03:12 goofy44
Statements which are true concerning the MSRB Code of Arbitration are that it:
(A) Does not apply if the parties agree to settle the dispute.
(B) Parallels the arbitration code of FINRA.
(C) Can be invoked by a municipal securities professional against a non-municipal securities professional with or without an arbitration agreement.
(D) Applies to claims and disputes arising from both municipal and non-municipal securities activities.
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