subject
Social Studies, 03.03.2020 20:53 zitterkoph

A new client uses the services of an Investment Advisor and has requested that duplicate copies of statements and confirmations from his account be forwarded to the IA. Which of the following is true with regard to this request?[A] Such a request must be confirmed with each trade and the order ticket must specify that a duplicate copy is being sent.[B] The request and the name and address of the IA should be noted on the new account form.[C] The sales department of the firm should be informed since they will handle all paperwork.[D] The IA must have a power of attorney to receive duplicate copies.

ansver
Answers: 3

Another question on Social Studies

question
Social Studies, 22.06.2019 02:30
An externality can be created by a. people working at a production job and enjoying their work b. a production activity but not a consumption activity c. a consumption activity but not a production activity d. a production activity or a consumption activity externalities a. are always positive, and an example is flu vaccinations b. are always negative, and an example is the pollution created by trucks c. can be negative or positive. logging has a negative externality, and education has a positive externality d. can be negative or positive. a negative externality is having to go to school when you would rather go to the beach, and a positive externality is spending time with your friends
Answers: 1
question
Social Studies, 22.06.2019 19:30
When we adapt our current understandings to incorporate information we have engaged in?
Answers: 3
question
Social Studies, 22.06.2019 21:00
10. a driver should evaluate the condition of the intended driving path as being
Answers: 1
question
Social Studies, 23.06.2019 00:00
Which of the following is an agent of political socialization? a. the president b. families c. state governments which is an important source of political socialization for young people? a. mass media b. social media c. both of these which is an example of schools engaging in explicit political socialization? a. requiring that civics and government be taught. b. requiring recitation of the pledge of allegiance. c. requiring that students follow school rules. which is an example of schools engaging in implicit political socialization? a. requiring that students follow school rules. b. requiring that civics and government be taught. c. requiring recitation of the pledge of allegiance. which is a way that schools teach patriotism? a. requiring that civics and government be taught. b. requiring that students follow school rules. c. requiring recitation of the pledge of allegiance.
Answers: 3
You know the right answer?
A new client uses the services of an Investment Advisor and has requested that duplicate copies of s...
Questions
question
Mathematics, 18.08.2021 23:40
question
Mathematics, 18.08.2021 23:40
question
History, 18.08.2021 23:50
question
Mathematics, 18.08.2021 23:50
Questions on the website: 13722363