Social Studies, 03.03.2020 20:53 justachelseafan
A new client uses the services of an Investment Advisor and has requested that duplicate copies of statements and confirmations from his account be forwarded to the IA. Which of the following is true with regard to this request?[A] Such a request must be confirmed with each trade and the order ticket must specify that a duplicate copy is being sent.[B] The request and the name and address of the IA should be noted on the new account form.[C] The sales department of the firm should be informed since they will handle all paperwork.[D] The IA must have a power of attorney to receive duplicate copies.
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A new client uses the services of an Investment Advisor and has requested that duplicate copies of s...
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