Social Studies, 20.08.2020 04:01 johnnydenali2820
Which of the following persons is EXCLUDED from registration as an investment adviser under the Investment Advisers Act of 1940?
A. A person who renders advice only on foreign securities
B. A person who renders advice only on U. S. Government securities
C. A person who renders advice only on municipal securities
D. All of the above
Answers: 3
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Which of the following persons is EXCLUDED from registration as an investment adviser under the Inve...
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