Social Studies, 22.12.2021 07:20 miyiab7666
An investment adviser representative is required to make disclosure to the client when:
I. the IAR, in preparing a recommendation, uses research provided by a third party with whom the IAR is not affiliated.
II. the IAR recommends a specific insurance policy for the client's overall financial plan, where a commission will be received on that sale.
III. transactions recommended to a specific client are inconsistent with those for other clients with objectives that are identical to that particular client.
IV. transactions recommended to the client are inconsistent with those for the IAR's own account.
a. I, II and III.
b. II and IV.
c. I and III.
d. II, III and IV.
Answers: 3
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In a small, closed economy, national income (gdp) is $350 million for the current year. individuals have spent $100 million on the consumption of goods and services. they have paid a total of $60 million in taxes and the government has spent $75 million on goods and services this year. use this information and the national income identity to answer the questions. how much does the economy spend on investment?
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An investment adviser representative is required to make disclosure to the client when:
I. the IA...
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