subject
Business, 04.05.2021 02:10 theoriginalstal4234

ollowing the advice of its portfolio managers, the Rising Tide hedge fund executes most of its securities transactions through Momentum Securities, a registered full-service broker-dealer. In order to compensate for the commissions charged, Momentum Securities allows employees of Rising Tide to use its furniture and facility at a discounted rate. Under the soft-dollar provisions of Section 28(e), A) this would not fall under the safe harbor B) this would fall under the safe harbor C) this would not fall under the safe harbor provisions unless the employees were those who directed the transactions to Momentum Securities D) as long as the discounted rate reflected the volume of business done by Rising Tide, this would be permitted

ansver
Answers: 1

Another question on Business

question
Business, 21.06.2019 14:30
List at least two policies or procedures your company can use to protect the health and safety of employees
Answers: 1
question
Business, 22.06.2019 01:30
In the fall, jay thompson decided to live in a university dormitory. he signed a dorm contract under which he was obligated to pay the room rent for the full college year. one clause stated that if he moved out during the year, he could sell his dorm contract to another student who would move into the dormitory as his replacement. the dorm cost was $5000 for the two semesters, which jay had already paid a month after he moved into the dorm, he decided he would prefer to live in an apartment. that week, after some searching for a replacement to fulfill his dorm contract, jay had two offers. one student offered to move in immediately and to pay jay $300 per month for the eight remaining months of the school year. a second student offered to move in the second semester and pay $2500 to jay. jay estimates his food cost per month is $500 if he lives in the dorm and $450 if he lives in an apartment with three other students. his share of the apartment rent and utilities will be $404 per month. assume each semester is 4.5 months long. disregard the small differences in the timing of the disbursements or receipts. what is the cost of the cheapest alternative?
Answers: 1
question
Business, 22.06.2019 05:30
From a business perspective, an information system provides a solution to a problem or challenge facing a firm and represents a combination of management, organization, and technology elements. the organization's hierarchy, functional specialties, business processes, culture, and political interest groups are components of which element of information systems?
Answers: 1
question
Business, 22.06.2019 07:40
(a) what was the opportunity cost of non-gm food for many buyers before 2008? (b) why did they prefer the alternative? (c) what was the opportunity cost in 2008? (d) why did it change?
Answers: 3
You know the right answer?
ollowing the advice of its portfolio managers, the Rising Tide hedge fund executes most of its secur...
Questions
question
Mathematics, 07.09.2020 21:01
question
Mathematics, 07.09.2020 21:01
question
Geography, 07.09.2020 21:01
question
English, 07.09.2020 21:01
Questions on the website: 13722361